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Tuesday, November 10 • 4:00pm - 4:50pm
Coordinating Risk Assurance Across the Three Lines: Separate, But Not Siloed.

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Whether labelled QA, QC, monitoring, or testing, the Three Lines Model is evolving into the Three Lines of Testing. While each function plays a role in assuring risks are appropriately assessed, mitigated, monitored and managed, the lack of coordination leaves organizations vulnerable to duplicative efforts or missed coverage and the resource inefficiencies they create. This panel session will explore techniques for better coordinating risk assurance activities across the Three Lines Model.
Speakers
avatar for Vince Pinelli

Vince Pinelli

MD Central Risk and Control Office, MUFG
Vincent Pinelli is Managing Director, Head of the Central Risk and Control Office (CRCO) at MUFG Americas.  Vince is responsible for setting the standards and providing governance and oversight over the First Line of Defense risk and control programs.  While at MUFG... Read More →
avatar for Christine Clifford

Christine Clifford

Director of Independent Risk Review, US Bank
Christine Clifford is the Independent Risk Review leader for U.S. Bank. She leads the bank’s second line testing teams for compliance, credit and financial risk.Prior to her current role, Christine was a leader in the bank’s internal audit function with responsibility for audit... Read More →
avatar for Mark Martinelli

Mark Martinelli

Chief Audit Executive, Synchrony Financial
Mark Martinelli is the Executive Vice President & Chief Audit Executive for Synchrony Financial. Prior to its 2014 initial public offering, Synchrony operated as GE Capital Retail Finance.  Prior to joining Synchrony in 2014, Mark was the Senior Executive Vice President and Chief... Read More →
avatar for Rich Reynolds

Rich Reynolds

Partner, PwC
Rich is the national leader for PwC's Internal Audit, Compliance, and Risk Services practice for the financial services industry.  He has over 30 years of experience working with financial institutions and is a trusted advisor to senior executives on solving complex risk... Read More →

Tuesday November 10, 2020 4:00pm - 4:50pm EST
INTERNAL AUDIT TRACK
  Internal Audit
  • NASBA CPE Hour/CRC Credit 1