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Monday, November 9 • 3:00pm - 3:50pm
Managing Third Party Risk in These Uncertain Times

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This presentation would include an overview of third party risk management (TPRM) and the key elements to a successful TPRM program, to ensure vendor risks are clearly and timely identified and appropriately responded to, either through acceptance or mitigation. Such risks include, among others, information security, data privacy, and cyber resiliency, along with financial and compliance and/or regulatory risks. The session will also include the following:
  • Inherent Risk Assessments
  • Vendor Due Diligence and Self Assessments
  • Residual Risk Implications
  • Ongoing Monitoring

avatar for Richard Gorham

Richard Gorham

Sr. Director - Finance & Risk Management - Audit, Capital One
Mr. Gorham has over 15 years of experience in the financial services industry at banks and government sponsored entities. He joined Capital One in 2015 and is currently responsible for leading its Risk Audit function covering Enterprise Risk Management, Operational Risk Management... Read More →
avatar for Samantha Kerwin

Samantha Kerwin

Director, Citrin Cooperman
Overview ​ Samantha Kerwin is a director in Citrin Cooperman’s Providence, Rhode Island office with more than 8 years of experience in public accounting. She is an experienced professional in the field of financial and operational internal control and compliance.​ ​ Samantha... Read More →
avatar for Dave Roath

Dave Roath

Partner, Citrin Cooperman
Dave is a partner and practice leader of the Technology, Risk Advisory, and Cybersecurity Practice at Citrin Cooperman. He has over 30 years of extensive experience in professional services including Advisory, Risk, Internal and External Audit, Compliance, Technology Risk, Cybersecurity... Read More →
avatar for Michael Paliseno

Michael Paliseno

Managing Director, Head of Audit – Information Technology, Guggenheim Partners
Michael is a Managing Director at Guggenheim Partners responsible for leading the Information Technology Audit function. Michael has 20 years of experience specializing in Internal Audit, Technology Risk, Cybersecurity, and Regulatory Compliance. Prior to joining Guggenheim Partners... Read More →

Monday November 9, 2020 3:00pm - 3:50pm EST
  Internal Audit
  • NASBA CPE Hour/CRC Credit 1