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Friday, November 13 • 4:00pm - 4:50pm
Internal Audit Forum

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The Internal Audit Forum will concentrate on those lessons learned and success stories related to Internal Audit Productivity and Connectedness that we have experienced and adapted to during the pandemic. This will include discussions on well-being, top pandemic concerns by generation (i.e. Gen X, Gen Z), what makes us more productive and enabling our people. In addition, we will discuss regulatory interactions and expectations during the pandemic and what the beyond may have in store.

avatar for Mitch Mantua

Mitch Mantua

Executive Vice President, Internal Audit, Charles Schwab
Mitch Mantua heads Internal Audit for Charles Schwab & Co., Inc. and its affiliates. The internal audit function provides an independent and objective appraisal of the company's business operations and helps the company meet its commitment to operating discipline. Before joining... Read More →
avatar for Martin Breheny

Martin Breheny

Managing Director, Internal Audit, Guggenheim Partners
Marty Breheny is a Managing Director in the Internal Audit department at Guggenheim Partners and has over 20 years of experience in the asset management industry.  He oversees the internal audit function for Guggenheim’s investment management businesses which includes institutional... Read More →
avatar for Chris Imperatrice

Chris Imperatrice

Senior Manager, Ernst & Young LLP
Chris is a Senior Manager in the Enterprise Risk Consulting practice at EY with more than 17 years of combined internal audit and accounting experience. He also serves as a practice lead for the community and regional banking industry and has led several internal audit assessment... Read More →

Friday November 13, 2020 4:00pm - 4:50pm EST
  Internal Audit
  • NASBA CPE Hour/CRC Credit 1